How Can We Help You?

Frequently Asked Questions

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What types of Accounts can you open?

Exec Planning currently supports taxable investment accounts including individual, joint and trust accounts. We also support:

  • Business 401(k)and Retirement Plans
  • Traditional IRAs
  • Roth IRAs
  • Simple IRAs
  • IRA Transfers
  • 401(k) Rollovers.
  • Beneficiary IRAs
  • Custodian for a Minor
  • Minor ROTH IRA
  • Guardianship
  • Minor Traditional IRA

Who can open an account at Executive Planning?

Any individual 18 or over, who is a legal U.S. resident or a U.S. citizen (with a permanent U.S. street address) may open an account that meets our minimum investment amount.

What is the minimum amount to invest at Executive Planning?

Our Account Minimum is $500,000.00 but reserve the right to make exceptions

Who has custody of my money?

When you are invested with Executive Planning, your money will be held at TD Ameritrade or Vanguard Institutional . We will execute the trades on your behalf, but we do not hold your money.


How many accounts can I open?

You can open as many accounts as you want.

How often do you rebalance my portfolio?

We re-balance your portfolio once it drifts a certain percentage away from it’s target allocation.  We monitor this constantly and re-balance everything for you so that your portfolio remains optimized to maximize gains while minimizing risks.

Can I transfer my outside portfolio to Executive Planning?

yes, We are able to transfer an outside brokerage account in its entirety to Executive Planning using the industry-standard Automated Customer Account Transfer Service (ACATS). This will bring your assets over in their entirety.

Is it better to sell my securities before I open an account?

We highly recommend that you speak to us before you sell any current securities.
If your account is taxable, any gains on these sales will be taxable.

How Do I Fund my account?

 We currently offer Three Funding Options, from TD Ameritrade.


  1. Bank Transfer (ACH) or Check : This option lets you move funds directly between a checking or savings account and your Exec Planning account, as long as these accounts are in the same name.  Your money will be transferred electronically, and you will be allowed to make additional deposits at any time. In most cases, bank ACH transfers will be deposited into your account within two to three business days.

  2. Wire Transfer: Should you choose this option you will need to initiate a wire transfer from your bank account to your Exec Planning account. In most cases, the funds will be deposited in your account the next business day after the wire transfer is initiated. Your funds will be invested after the transfer is completed.

  3. Account Transfer (ACATS): You can transfer an existing brokerage account held at another firm by selecting “account transfer” as the funding option during the Exec Planning new account process. Please be sure that the name of your new account at Exec Planning matches the name of your current brokerage account

When can I expect my money to be invested?

  1. ACH Deposits are generally available for investment within 3 business days.

  2. Wire Deposits are generally available for investment the first business day following receipt.

  3. Check Deposits: Deposits by check, i.e. cash additions, 401(k) Rollovers and IRA Rollovers, are held for 5 business days to allow the deposited funds to clear your bank before being released for investment the following day.

Can I transfer funds from an account under a different name?

You may only transfer funds between accounts with exactly the same name.  Transferring funds from an account under a different name will cause the fund transfer to be rejected.

Where can I view Executive Planning's ADV Part 2A?

Where is your office located?

Executive Planning LLC

6919 SW 18th Street

Suite 201-234

Boca Raton, FL 33433

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