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Frequently Asked Questions

Click on a topic to view the answer on that subject.


What types of Accounts can you open?

Exec Planning currently supports taxable investment accounts including individual, joint and trust accounts. We also support:

  • Traditional IRAs
  • Roth IRAs
  • Simple IRAs
  • IRA Transfers
  • 401(k) Rollovers.
  • Beneficiary IRAs
  • Custodian for a Minor
  • Minor ROTH IRA
  • Guardianship
  • Minor Traditional IRA

Who can open an account at Exec Planning?

Any individual 18 or over, who is a legal U.S. resident or a U.S. citizen (with a permanent U.S. street address) may open an account.

What is the minimum amount to invest at Exec Planning?

Our Account Minimum is $1,000.00 which entitles you to a Periodically Rebalanced, Customized Globally Diversified Portfolio of Low Cost Dimensional Advisor Funds.

Who has custody of my money?

When you are invested with Executive Planning, your money will be held at TD Ameritrade. We will execute the trades on your behalf, but we do not hold your money.

Our custodian is TD Ameritrade Institutional. TD Ameritrade provides investing and trading services for nearly six million client accounts that total more than $600 billion in assets, and custodial services for more than 4,000 independent registered investment advisors.

How many accounts can I open?

You can open as many accounts as you want.

How often do you rebalance my portfolio?

We re-balance your portfolio once it drifts a certain percentage away from it’s target allocation.  We monitor this constantly and re-balance everything for you so that your portfolio remains optimized to maximize gains while minimizing risks.

Can I transfer and outside portfolio to Exec Planning?

We are able to transfer an outside brokerage account in its entirety to EXEC Planning using the industry-standard Automated Customer Account Transfer Service (ACATS). This will bring your assets over in their entirety.

We then have the ability to sell your transferred assets and invest you in the appropriate Exec  Portfolio.

If your account is taxable, any gains on these sales will be taxable.

Is it better to sell my securities before I open an account?

Yes, we highly recommend that you sell existing securities before you transfer your account to Exec Planning.

If your account is taxable, any gains on these sales will be taxable.

How Do I Fund my account?

 We currently offer three funding options, from TD Ameritrade.


  1. Bank Transfer (ACH): This option lets you move funds directly between a checking or savings account and your Exec Planning account, as long as these accounts are in the same name.  Your money will be transferred electronically, and you will be allowed to make additional deposits at any time. In most cases, bank ACH transfers will be deposited into your account within two to three business days.

  2. Wire Transfer: Should you choose this option you will need to initiate a wire transfer from your bank account to your Exec Planning account. In most cases, the funds will be deposited in your account the next business day after the wire transfer is initiated. Your funds will be invested after the transfer is completed.

  3. Account Transfer (ACATS): You can transfer an existing brokerage account held at another firm by selecting “account transfer” as the funding option during the Exec Planning new account process. Please be sure that the name of your new account at Exec Planning matches the name of your current brokerage account

When can I expect my money to be invested?

  1. ACH Deposits are generally available for investment within 3 business days.

  2. Wire Deposits are generally available for investment the first business day following receipt.

  3. Check Deposits: Deposits by check, i.e. cash additions, 401(k) Rollovers and IRA Rollovers, are held for 5 business days to allow the deposited funds to clear your bank before being released for investment the following day.

Can I transfer funds from an account under a different name?

You may only transfer funds between accounts with exactly the same name.  Transferring funds from an account under a different name will cause the fund transfer to be rejected.

Do you have a App for your phone?

1. Type in https://investnow.execplanning.com/login
2. click on the Box with the Arrow pointing up in the middle located on the bottom of the screen
3. click on Add to Home Screen, This will create an Executive Planning Icon on your phone.

Where can I view Exec Planning's ADV Part 2A?

Where is your office located?

Executive Planning LLC

6919 SW 18th Street

Suite 200-401

Boca Raton, FL 33433

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